Series 22 Exam Prep Audio Lessons

Audio Lessons for the FINRA Series 22 Exam. The Direct Participation Program Representative Exam

Table of Contents

Lesson 1: Introduction to the FINRA Series 22 Exam : (25:18)
Lesson 2: Essential Vocabulary, Part I: (25:20)
Lesson 3: Essential Vocabulary, Part II: (26:10)
Lesson 4 Limited Partnerships: (25:43)
Lesson 5 Kinds of Limited Partnerships: (25:42)
Lesson 6 Direct Participation Programs (DPP): (26:09)
Lesson 7 Entertainment Programs: (26:34)
Lesson 8 Securities Act of 1933: (25:19)
Lesson 9 Types of Offerings: (25:19)
Lesson 10 Rule 144: (25:27)
Lesson 11 DPP Offerings: (25:39)
Lesson 12 Fixed-Price Offerings: (25:00)
Lesson 13 Fiduciary Responsibilities: (25:20)
Lesson 14 The Securities and Exchange Act of 1934: (25:19)
Lesson 15 Disciplinary Actions: (25:24)
Lesson 16 Registered Representative Criteria: (26:16)
Lesson 17 Securities Investor Protection Corporation (SIPC): (25:18)
Lesson 18 New Account Regulations: (25:40)
Lesson 19 Types of Accounts: (25:29)
Lesson 20 Margin accounts: (26:11)
Lesson 21 Review Part 1: (25:18)
Lesson 22 Review Part 2: (27:53)
Total Time 9 hours 26 Minutes

From the FINRA Web Site

The Series 22 exam — the Direct Participation Programs Limited Representative Exam (DR) — assesses the competency of an entry-level registered representative to perform their job as a direct participation programs representative.

The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a direct participation programs representative, including the solicitation, purchase and sale of limited partnerships, among other products.

Candidates must pass the Securities Industry Esentials (SIE) exam and the Series 22 exam to obtain the Direct Participation Programs Representative registration. For more information about the SIE and Series 22 exams, refer to FINRA Rule 1210 and FINRA Rule 1220(b)(8).